Large Holdings Regulatory Reporting Analyst
Overview
Large Holdings Regulatory Reporting Analyst supports business areas with day-to-day processing review reporting trading and issue resolution. Responsibilities include processing reviewing reporting trading and issue resolution collaboration with cross‑bank teams identifying process improvements developing operational procedures mitigating risks maintaining operational efficiency creating reports and presentations communicating findings implementing industry trends adopting best practices participating in efficiency projects Lead and supervise a team demonstrating listening authenticity aligning across enterprise developing others and taking ownership of risk and controls. Differentiate by safeguarding regulatory compliance through robust controls and pre‑trade approval assessments.
What You'll Do11
- 1Perform prescribed activities in a timely manner delivering consistent high standards driving continuous improvement
- 2Develop and implement operational procedures and controls to mitigate risks and maintain operational efficiency
- 3Create reports and presentations on operational performance communicating findings to senior stakeholders
- 4Identify industry trends and implement best practices in banking operations
- 5Lead and supervise a team guiding professional development allocating work requirements and coordinating resources
- 6Advise and influence decision making within area of expertise partner with other functions affecting related teams
- 7Take responsibility for end results of a team operational processing and activities
- 8Escalate policy breaches appropriately and embed new policies for risk mitigation
- 9Deliver work aligned with regulations rules codes of conduct and organizational processes
- 10Maintain understanding of sub‑function integration with organization and knowledge of products services processes
- 11Demonstrate evaluative judgments based on factual analysis resolve problems using technical experience and precedents
Requirements11
- 1Investment Banking or Operations experience
- 2Large Holdings experience SEC 13F 13H 13G
- 3Ample analytical skills
- 4Excellent verbal and written skills
- 5Good equity or options background
- 6Trade and transaction reporting operations experience
- 7Great time management skills
- 8Strong equity background
- 9Trade reporting experience
- 10Time management abilities
- 11Industry trend awareness
Salary Insight
Salary not disclosed in listing
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