Financial Advisor Capital Advantage
Overview
Capital Advantage seeks a seasoned Financial Advisor to lead an existing client roster of roughly 150 relationships. This role drives personalized financial planning while expanding the firm through strategic outreach. The ideal candidate thrives in a collaborative setting and values relationship depth over volume.
What You'll Do9
- 1Manage and service an established book of approximately 150 client relationships
- 2Deliver customized financial planning aligned with individual client needs
- 3Prepare tailored investment recommendations under senior advisor guidance
- 4Conduct regular client reviews of portfolios and financial situations
- 5Increase assets under management via proactive prospecting and referral development
- 6Maintain compliance with firm risk and regulatory standards
- 7Collaborate with a seasoned advisory team to provide holistic client service
- 8Drive revenue growth through relationship expansion and strategic networking
- 9Ensure accurate documentation and adherence to all regulatory requirements
Requirements8
- 1Bachelor's degree in finance business economics accounting preferred
- 2Minimum of five years as a Financial Advisor
- 3CERTIFIED FINANCIAL PLANNER CFP designation required
- 4FINRA Series 65 securities license
- 5Strong expertise in financial planning investment management retirement planning estate planning risk management
- 6Proven ability to manage large high-value client books
- 7Excellent interpersonal communication and relationship management skills
- 8Commitment to client advocacy and long-term partnership development
Salary Insight
$150 - $200k per year
Location
Required Skills
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