Senior Analyst Compliance Testing Third Party Risk Management
Overview
Lead compliance testing and third-party risk management initiatives to ensure regulatory adherence and operational integrity. Oversee BSA/AML/OFAC testing and drive continuous improvement of risk frameworks. This role offers cross-functional impact in a fast-growing Chicago based firm. Seeking a strategic thinker dedicated to enhancing financial compliance standards.
What You'll Do11
- 1Lead regular testing of BSA/AML/OFAC obligations to ensure regulatory compliance
- 2Evaluate control effectiveness against regulatory and operational risks
- 3Document findings and support remediation efforts
- 4Assist TPRM program with vendor risk assessments and monitoring
- 5Conduct initial and ongoing vendor risk evaluations focusing on security and compliance
- 6Support vendor onboarding with contract and documentation verification
- 7Stay current on regulatory updates and best practices
- 8Prepare reports and dashboards for leadership communication
- 9Build and optimize GRC platform for automated compliance workflows
- 10Act as subject matter expert for SCRA and OFAC compliance
- 11Drive improvements in risk management processes and tool configurations
Requirements10
- 1Bachelor's degree in Business Finance Risk or related field
- 23-5 years experience in compliance testing or third-party risk management
- 3Working knowledge of consumer lending regulations
- 4Certifications such as CRCM or CTPRP preferred
- 5Advanced Excel proficiency
- 6Strong analytical skills with attention to detail
- 7Ability to manage multiple priorities in dynamic environment
- 8Excellent communication abilities for cross-functional collaboration
- 9Experience with compliance governance systems
- 10Self-motivated individual seeking to develop expertise in financial compliance
Salary Insight
Salary not disclosed in listing
Location
Required Skills
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