Registered Client Associate Boston | Series 7 66 Jobs
Overview
As a Registered Client Associate at RBC Wealth Management, you will own client service and operational support for a branch of financial advisors in Boston, managing account inquiries, documentation, and transactions. You will work directly with Series 7 and Series 66 licenses, ensuring compliance while building trusted client relationships. Your role will involve onboarding new accounts, processing trades, and handling funds transfers with precision. This position stands out for its focus on career growth through RBC's training and development resources.
What You'll Do7
- 1Build client relationships by answering account questions and resolving issues with a client-first approach.
- 2Adhere to compliance standards by obtaining and maintaining account documentation, communicating with clients on required items.
- 3Facilitate transfers of funds and securities, complete trades, and process checks, wires, and ACHs using Series 7 and Series 66 licenses.
- 4Provide administrative support to financial advisors, including researching problems and processing account forms.
- 5Prepare client correspondence and enter unsolicited orders in client accounts.
- 6Align daily goals with the financial advisors' business plans to help grow the branch.
- 7Adapt to a rapidly changing business and technology environment by embracing new desktop tools and processes.
Requirements6
- 1Bachelor's degree or job-related experience in financial services.
- 2Series 7 and Series 66 licenses (or 63/65).
- 32+ years of client service or administrative experience in wealth management.
- 4Strong verbal and written communication skills with attention to detail.
- 5Proficiency in Microsoft Office and data entry tools.
- 6Ability to prioritize tasks and manage time effectively in a team environment.
Salary Insight
$50 - $77k per year
Location
Required Skills
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