Investment Management Specialist Role at Merrill Wealth Management
Overview
Lead the definition of investment management philosophy for Financial Advisor teams delivering goal-based wealth management. Align risk profiles and asset allocations across diverse client bases. Drive holistic investment solutions through strategic partnerships and specialized tools. This role combines analytical rigor with client-focused execution to achieve long-term financial success.
What You'll Do11
- 1Analyze Merrill and third party research to inform investment strategies
- 2Monitor market events and adjust portfolio allocations accordingly
- 3Utilize proprietary planning tools to deliver tailored investment proposals
- 4Prepare performance reports highlighting client progress toward goals
- 5Collaborate with Investment Committee to review and approve trade executions
- 6Manage portfolio processing for all discretionary and non-discretionary transactions
- 7Propose client recommendations based on risk tolerance and time horizons
- 8Maintain compliance with SAFE Act registration and background checks
- 9Obtain and submit required securities documentation for regulatory adherence
- 10Develop analytical insights for Form ADV-2B documentation
- 11Partner with internal specialists to create targeted investment strategies
Requirements10
- 1Series 7 and 66 licenses or Series 7 63 65 licenses with state registrations
- 2High School Diploma or equivalent minimum requirement
- 3Strong analytical and portfolio management skills
- 4Ability to interpret complex investment data and market trends
- 5Excellent communication and client relationship management abilities
- 6Experience with Wealth Management products and services
- 7Proficiency in investment analysis and client reporting tools
- 8Commitment to collaborative team environment and career development
- 9Understanding of SAFE Act compliance and mortgage lending regulations
- 10Ability to work onsite after initial remote eligibility
Salary Insight
Salary not disclosed in listing
Location
Required Skills
Similar open positions
Explore active roles that match your skills and interests.
13-5674085 Merrill Lynch, Pierce, Fenner & Smith Inc
VerifiedInvestment Management Specialist
Merrill Wealth Management seeks an Investment Management Specialist to lead portfolio analysis and investment philosophy execution. This role drives holistic investment solutions aligning with client goals while supporting the Financial Advisors team through operational excellence and strategic partnership.
13-5674085 Merrill Lynch, Pierce, Fenner & Smith Inc
VerifiedRelationship Manager at Merrill Wealth Management
We seek a Relationship Manager to drive client success within a collaborative office setting. The ideal candidate will own client relationships and deliver measurable growth while fostering trust through transparent advisory practices. This role emphasizes teamwork and career development in a dynamic financial services environment.
13-5674085 Merrill Lynch, Pierce, Fenner & Smith Inc
VerifiedRegistered Wealth Management Client Associate at Merrill Lynch
Merrill Wealth Management seeks a Registered Wealth Management Client Associate to deliver client service support across multiple Financial Advisors. The role focuses on client advocacy and customized solutions while aligning with bank policies to ensure operational excellence and risk management. This position emphasizes a client-first mindset and requires expertise in financial advisory services.
13-5674085 Merrill Lynch, Pierce, Fenner & Smith Inc
VerifiedRelationship Manager Merrill Lynch
Relationship Manager at Merrill Wealth Management leads client relationships and supports financial advisors. This role focuses on client service model development and execution. It involves managing client interactions and driving growth through strategic engagement.
13-5674085 Merrill Lynch, Pierce, Fenner & Smith Inc
VerifiedWealth Management Client Associate at Merrill Lynch
Merrill Wealth Management seeks a client focused associate to drive personalized financial solutions for diverse clientele. The role blends technical expertise with relationship building to deliver tailored investment strategies. Candidates thrive in collaborative settings while maintaining high standards of service excellence.
13-5674085 Merrill Lynch, Pierce, Fenner & Smith Inc
VerifiedRegistered Private Wealth Client Associate at Merrill Lynch
Merrill Wealth Management seeks a Registered Private Wealth Client Associate to lead client service support for multiple Financial Advisors. The role focuses on client advocacy and delivering customized solutions while aligning with bank policies. Candidates will act as the primary point of contact for client needs and ensure operational excellence.